Mary Louise Pratt, “Arts of the Contact Zone”

 

[From Ways of Reading, 5th edition, ed.  David Bartholomae and Anthony Petroksky (New York: Bedford/St.  Martin’s, 1999)]

 

Whenever the subject of literacy comes up, what often pops first into my mind is a conversation I overheard eight years ago between my son Sam and his best friend, Willie, aged six and seven, respectively: “Why don’t you trade me Many Trails for Carl Yats .  .  .  Yesits .  .  .  Ya-strum-scrum.”  “That’s not how you say it, dummy, it’s Carl Yes .  .  .  Yes .  .  .  oh, I don’t know.”  Sam and Willie had just discovered baseball cards.  Many Trails was their decoding, with the help of first-grade English phonics, of the name Manny Trillo.  The name they were quite rightly stumped on was Carl Yastremski.  That was the first time I remembered seeing them put their incipient literacy to their own use, and I was of course thrilled.

 

Sam and Willie learned a lot about phonics that year by trying to decipher surnames on baseball cards, and a lot about cities, states, heights, weights, places of birth, stages of life.  In the years that followed, I watched Sam apply his arithmetic skills to working out batting averages and subtracting retirement years from rookie years; I watched him develop senses of patterning and order by arranging and rearranging his cards for hours on end, and aesthetic judgment by comparing different photos, different series, layouts, and color schemes.  American geography and history took shape in his mind through baseball cards.  Much of his social life revolved around trading them, and he learned about exchange, fairness, trust, the importance of processes as opposed to results, what it means to get cheated, taken advantage of, even robbed.  Baseball cards were the medium of his economic life too.  Nowhere better to learn the power and arbitrariness of money, the absolute divorce between use value and exchange value, notions of long- and short-term investment, the possibility of personal values that are independent of market values.

 

… And baseball cards opened the door to baseball books, shelves and shelves of encyclopedias, magazines, histories, biographies, novels, books of jokes, anecdotes, cartoons, even poems.  Sam learned the history of American racism and the struggle against it through baseball; he saw the Depression and two world wars from behind home plate.  He learned the meaning of commodified labor, what it means for one’s body and talents to be owned and dispensed by another.  He knows something about Japan, Taiwan, Cuba, and Central America and how men and boys do things there.  Through the history and experience of baseball stadiums he thought about architecture, light, wind, topography, meteorology, the dynamics of public space.  He learned the meaning of expertise, of knowing about something well enough that you can start a conversation with a stranger and feel sure of holding your own.  Even with an adult -- especially with an adult. 

 

Literacy began for Sam with the newly pronounceable names on the Picture cards and brought him what has been easily the broadest, most varied, most enduring, and most integrated experience of his thirteen-year life.  Like many parents, I was delighted to see schooling give Sam the tools with which to find and open all these doors.  At the same time I found it unforgivable that schooling itself gave him nothing remotely as meaningful to do, let alone anything that would actually take him beyond the referential, masculinist ethos of baseball and its lore.

 

However, I was not invited here to speak as a parent, nor as an expert on literacy.  I was asked to speak as an MLA [Modern Language Association] member working in the elite academy.  In that capacity my contribution is undoubtedly supposed to be abstract, irrelevant, and anchored outside the real world.  I wouldn’t dream of disappointing anyone.  I propose immediately to head back several centuries to a text that has a few points in common with baseball cards and raises thoughts about what Tony Sarmiento, in his comments to the conference, called new visions of literacy.  In 1908 a Peruvianist named Richard Pietschmann was exploring in the Danish Royal Archive in Copenhagen and came across a manuscript.  It was dated in the city of Cuzco in Peru, in the year 1613, some forty years after the final fall of the Inca empire to the Spanish and signed with an unmistakably Andean indigenous name: Felipe Guaman Poma de Ayala.  Written in a mixture of Quechua and ungrammatical, expressive Spanish, the manuscript was a letter addressed by an unknown but apparently literate Andean to King Philip III of Spain.  What stunned Pietschmann was that the letter was twelve hundred pages long.  There were almost eight hundred pages of written text and four hundred of captioned line drawings.  It was titled The First New Chronicle and Good Government.  No one knew (or knows) how the manuscript got to the library in Copenhagen or how long it had been there.  No one, it appeared, had ever bothered to read it ...  Quechua was not thought of as a written language in 1908, nor Andean culture as a literate culture.  … It was not till the late 1970s, as positivist reading habits gave way to interpretive studies and colonial elitisms to postcolonial pluralisms, that Western scholars found ways of reading Guaman Poma’s New Chronicle and Good Government as the extraordinary intercultural tour de force that it was.  The letter got there, only 350 years too late, a miracle and a terrible tragedy.

 

I propose to say a few more words about this erstwhile unreadable text, in order to lay out some thoughts about writing and literacy in what I like to call the contact zones.  I use this term to refer to social spaces where cultures meet, clash, and grapple with each other, often in contexts of highly asymmetrical relations of power, such as colonialism, slavery, or their aftermaths as they are lived out in many parts of the world today.  Eventually I will use the term to reconsider the models of community that many of us rely on in teaching and theorizing and that are under challenge today.  But first a little more about Guaman Poma’s giant letter to Philip III.

 

Insofar as anything is known about him at all, Guaman Poma exemplified the sociocultural complexities produced by conquest and empire.  He was an indigenous Andean who claimed noble Inca descent and who had adopted (at least in some sense) Christianity.  He may have worked in the Spanish colonial administration as an interpreter, scribe, or assistant to a Spanish tax collector -- as a mediator, in short.  He says he learned to write from his half brother, a mestizo whose Spanish father had given him access to religious education.

 

Guaman Poma’s letter to the king is written in two languages (Spanish and Quechua) and two parts.  The first is called the Nueva corónica, “New Chronicle.”  The title is important.  The chronicle of course was the main writing apparatus through which the Spanish presented their American conquests to themselves.  It constituted one of the main official discourses.  In writing a “new chronicle,” Guaman Poma took over the official Spanish genre for his own ends.  Those ends were, roughly, to construct a new picture of the world, a picture of a Christian world with Andean rather than European peoples at the center of it -- Cuzco, not Jerusalem.  In the New Chronicle Guaman Poma begins by rewriting the Christian history of the world from Adam and Eve (Fig.  1 [p.  586]), incorporating the Amerindians into it as offspring of one of the sons of Noah.  He identifies five ages of Christian history that he links in parallel with the five ages of canonical Andean history -- separate but equal trajectories that diverge with Noah and reintersect not with Columbus but with Saint Bartholomew, claimed to have preceded Columbus in the Americas.  In a couple of hundred pages, Guaman Poma constructs a veritable encyclopedia of Inca and pre-Inca history, customs, laws, social forms, public offices, and dynastic leaders.  The depictions resemble European manners and customs description, but also reproduce the meticulous detail with which knowledge in Inca society was stored on quipus and in the oral memories of elders.

 

Guaman Poma’s New Chronicle is an instance of what I have proposed to call an autoethnographic text, by which I mean a text in which people undertake to describe themselves in ways that engage with representations others have made of them.  Thus if ethnographic texts are those in which European metropolitan subjects represent to themselves their others (usually their conquered others), autoethnographic texts are representations that the so-defined others construct in response to or in dialogue with those texts.  Autoethnographic texts are not, then, what are usually thought of as autochthonous forms of expression or self-representation (as the Andean quipus were).  Rather they involve a selective collaboration with and appropriation of idioms of the metropolis or the conqueror.  These are merged or infiltrated to varying degrees with indigenous idioms to create self-representations intended to intervene in metropolitan modes of understanding.  Autoethnographic works are often addressed to both metropolitan audiences and the speakers own community.  Their reception is thus highly indeterminate.  Such texts often constitute a marginalized groups point of entry into the dominant circuits of print culture. 

 

Guaman Poma’s New Chronicle ends with a revisionist account of the Spanish conquest, which, he argues, should have been a peaceful encounter of equals with the potential for benefiting both, but for the mindless greed of the Spanish.  He parodies Spanish history.  Following contact with the Incas, he writes, “In all Castille, there was a great commotion.  All day and at night in their dreams the Spaniards were saying, “Yndias, yndias, oro, plata, oro, plata del Piru” (“Indies, Indies, gold, silver, gold, silver from Peru”) (Fig.  2 [below]).  The Spanish, he writes, brought nothing of value to share with the Andeans, nothing “but armor and guns con la codicia de oro, plata oro y plata, yndias, a las Yndias, Piru” (“with the lust for gold, silver, gold and silver, Indies, the Indies, Peru”) (372).  I quote these words as an example of a conquered subject using the conquerors language to construct a parodic, oppositional representation of the conquerors own speech.  Guaman Poma mirrors back to the Spanish (in their language, which is alien to him) an image of themselves that they often suppress and will therefore surely recognize.  Such are the dynamics of language, writing, and representation in contact zones.

 

The second half of the epistle continues the critique.  It is titled Buen gobierno y justicia, “Good Government and Justice,” and combines a description of colonial society in the Andean region with a passionate denunciation of Spanish exploitation and abuse.  (These, at the time he was writing, were decimating the population of the Andes at a genocidal rate.  In fact, the potential loss of the labor force became a main cause for reform of the system.)  … He also praises good works, Christian habits, and just men where he finds them, and offers at length his views as to what constitutes “good government and justice.”  … The epistle ends with an imaginary question-and-answer session in which, in a reversal of hierarchy, the king is depicted asking Guaman Poma questions about how to reform the empire -- a dialogue imagined across the many lines that divide the Andean scribe from the imperial monarch, and in which the subordinated subject single handedly gives himself authority in the colonizer’s language and verbal repertoire.  In a way, it worked -- this extraordinary text did get written -- but in a way it did not, for the letter never reached its addressee.

 

To grasp the import of Guaman Poma’s project, one needs to keep in mind that the Incas had no system of writing.  Their huge empire is said to be the only known instance of a full-blown bureaucratic state society built and administered without writing.  Guaman Poma constructs his text by appropriating and adapting pieces of the representational repertoire of the invaders.  He does not simply imitate or reproduce it; he selects and adapts it along Andean lines to express (bilingually, mind you) Andean interests and aspirations.  Ethnographers have used the term transculturation to describe processes whereby members of subordinated or marginal groups select and invent from materials transmitted by a dominant or metropolitan culture.  The term, originally coined by Cuban sociologist Fernando Ortiz in the 1940s, aimed to replace overly reductive concepts of acculturation and assimilation used to characterize culture under conquest.  While subordinate peoples do not usually control what emanates from the dominant culture, they do determine to varying extents what gets absorbed into their own and what it gets used for.  Transculturation, like autoethnography, is a phenomenon of the contact zone. … In sum, Guaman Poma’s text is truly a product of the contact zone.  If one thinks of cultures, or literatures, as discrete, coherently structured, monolingual edifices, Guaman Poma’s text, and indeed any autoethnographic work appears anomalous or chaotic -- as it apparently did to the European scholars Pietschmann spoke to in 1912.  If one does not think of cultures this way, then Guaman Poma’s text is simply heterogeneous, as the Andean region was itself and remains today.  Such a text is heterogeneous on the reception end as well as the production end: it will read very differently to people in different positions in the contact zone. 

 

In the Andes in the early 1600s there existed a literate public with considerable intercultural competence and degrees of bilingualism.  Unfortunately, such a community did not exist in the Spanish court with which Guaman Poma was trying to make contact.  It is interesting to note that in the same year Guaman Poma sent off his letter, a text by another Peruvian was adopted in official circles in Spain as the canonical Christian mediation between the Spanish conquest and Inca history.  It was another huge encyclopedic work, titled the Royal Commentaries of the Incas, written, tellingly, by a mestizo, Inca Garcilaso de la Vega.  Like the mestizo half brother who taught Guaman Poma to read and write, Inca Garcilaso was the son of an Inca princess and a Spanish official, and had lived in Spain since he was seventeen.  Though he too spoke Quechua, his book is written in eloquent, standard Spanish, without illustrations.  While Guaman Poma’s life’s work sat somewhere unread, the Royal Commentaries was edited and reedited in Spain and the New World, a mediation that coded the Andean past and present in ways thought unthreatening to colonial hierarchy. The textual hierarchy persists; the Royal Commentaries today remains a staple item on Ph.D.  reading lists in Spanish, while the New Chronicle and Good Government, despite the ready availability of several fine editions, is not.  However, though Guaman Poma’s text did not reach its destination, the transcultural currents of expression it exemplifies continued to evolve in the Andes, as they still do, less in writing than in storytelling, ritual, song, dance-drama, painting and sculpture, dress, textile art, forms of governance, religious belief, and many other vernacular art forms.  All express the effects of long-term contact and intractable, unequal conflict.

 

Autoethnography, transculturation, critique, collaboration, bilingualism, mediation, parody, denunciation, imaginary dialogue, vernacular expression -- these are some of the literate arts of the contact zone.  Miscomprehension, incomprehension, dead letters, unread masterpieces, absolute heterogeneity of meaning -- these are some of the perils of writing in the contact zone.  They all live among us today in the transnationalized metropolis of the United States and are becoming more widely visible, more pressing, and, like Guaman Poma’s text, more decipherable to those who once would have ignored them in defense of a stable, centered sense of knowledge and reality.

 

Contact and Community

 

The idea of the contact zone is intended in part to contrast with ideas of community that underlie much of the thinking about language, communication, and culture that gets done in the academy.  A couple of years ago, thinking about the linguistic theories I knew, I tried to make sense of a utopian quality that often seemed to characterize social analyses of language by the academy.  Languages were seen as living in “speech communities,” and these tended to be theorized as discrete, self-defined, coherent entities, held together by a homogeneous competence or grammar shared identically and equally among all the members.  This abstract idea of the speech community seemed to reflect, among other things, the utopian way modern nations conceive of themselves as what Benedict Anderson calls “imagined communities.”  In a book of that title, Anderson observes that with the possible exception of what he calls “primordial villages,” human communities exist as imagined entities in which people “will never know most of their fellow-members, meet them or even hear of them, yet in the mind of each lives the image of their communion.”  “Communities are distinguished,” he goes on to say, “not by their falsity/genuineness, but by the style in which they are imagined” (15).  … Writing and literacy play a central role in this argument.  Anderson maintains, as have others, that the main instrument that made bourgeois nation-building projects possible was print capitalism.  The commercial circulation of books in the various European vernaculars, he argues, was what first created the invisible networks that would eventually constitute the literate elites and those they ruled as nations. 

 

Now obviously this style of imagining of modern nations, as Anderson describes it, is strongly utopian, embodying values like equality, fraternity, liberty, which the societies often profess but systematically fail to realize.  The prototype of the modern nation as imagined community was, it seemed to me, mirrored in ways people thought about language and the speech community.  Many commentators have pointed out how modern views of language as code and competence assume a unified and homogeneous social world in which language exists as a shared patrimony -- as a device, precisely, for imagining community.  An image of a universally shared literacy is also part of the picture.  The prototypical manifestation of language is generally taken to be the speech of individual adult native speakers face-to-face (as in Saussure’s famous diagram) in monolingual, even monodialectal situations -- in short, the most homogeneous case linguistically and socially.  The same goes for written communication.  Now one could certainly imagine a theory that assumed different things -- that argued, for instance, that the most revealing speech situation for understanding language was one involving a gathering of people each of whom spoke two languages and understood a third and held only one language in common with any of the others.  It depends on what workings of language you want to see or want to see first, on what you choose to define as normative.

 

In keeping with autonomous, fraternal models of community, analyses of language use commonly assume that principles of cooperation and shared understanding are normally in effect.  Descriptions of interactions between people in conversation, classrooms, medical and bureaucratic settings, readily take it for granted that the situation is governed by a single set of rules or norms shared by all participants.  … Despite whatever conflicts or systematic social differences might be in play, it is assumed that all participants are engaged in the same game and that the game is the same for all players.  Often it is.  But of course it often is not, as, for example, when speakers are from different classes or cultures, or one party is exercising authority and another is submitting to it or questioning it. …

 

When linguistic (or literate) interaction is described in terms of orderliness, games, moves, or scripts, usually only legitimate moves are actually named as part of the system, where legitimacy is defined from the point of view of the party in authority -- regardless of what other parties might see themselves as doing.  Teacher-pupil language, for example, tends to be described almost entirely from the point of view of the teacher and teaching, not from the point of view of pupils and pupiling (the word doesn’t even exist, though the thing certainly does).  If a classroom is analyzed as a social world unified and homogenized with respect to the teacher, whatever students do other than what the teacher specifies is invisible or anomalous to the analysis.  … What is the place of unsolicited oppositional discourse, parody, resistance, critique in the imagined classroom community?  Are teachers supposed to feel that their teaching has been most successful when they have eliminated such things and unified the social world, probably in their own image?  Who wins when we do that?  Who loses?

 

Such questions may be hypothetical, because in the United States in the l990s, many teachers find themselves less and less able to do that even if they want to.  The composition of the national collectivity is changing and so are the styles, as Anderson put it, in which it is being imagined.  In the l980s in many nation-states, imagined national syntheses that had retained hegemonic force began to dissolve.  Internal social groups with histories and lifeways different from the official ones began insisting on those histories and lifeways as part of their citizenship, as the very mode of their membership in the national collectivity.  In their dialogues with dominant institutions, many groups began asserting a rhetoric of belonging that made demands beyond those of representation and basic rights granted from above.  In universities we started to hear, “I don’t just want you to let me be here, I want to belong here; this institution should belong to me as much as it does to anyone else.”  Institutions have responded with, among other things, rhetorics of diversity and multiculturalism whose import at this moment is up for grabs across the ideological spectrum.

 

These shifts are being lived out by everyone working in education today, and everyone is challenged by them in one way or another.  Those of us committed to educational democracy are particularly challenged as that notion finds itself besieged on the public agenda.  Many of those who govern us display, openly, their interest in a quiescent, ignorant, manipulatable electorate.  Even as an ideal, the concept of an enlightened citizenry seems to have disappeared from the national imagination.  A couple of years ago the university where I work went through an intense and wrenching debate over a narrowly defined Western-culture requirement that had been instituted there in 1980.  It kept boiling down to a debate over the ideas of national patrimony, cultural citizenship, and imagined community.  In the end, the requirement was transformed into a much more broadly defined course called “Cultures, Ideas, Values.”  In the context of the change, a new course was designed that centered on the Americas and the multiple cultural histories (including European ones) that have intersected here.  As you can imagine, the course attracted a very diverse student body.  The classroom functioned not like a homogeneous community or a horizontal alliance but like a contact zone.  Every single text we read stood in specific historical relationships to the students in the class, but the range and variety of historical relationships in play were enormous.  Everybody had a stake in nearly everything we read, but the range and kind of stakes varied widely.

 

It was the most exciting teaching we had ever done, and also the hardest.  We were struck, for example, at how anomalous the formal lecture became in a contact zone. … The lecturer’s traditional (imagined) task -- unifying the world in the class’s eyes by means of a monologue that rings equally coherent, revealing, and true for all, forging an ad hoc community, homogeneous with respect to one’s own words -- this task became not only impossible but anomalous and unimaginable.  Instead, one had to work in the knowledge that whatever one said was going to be systematically received in radically heterogeneous ways that we were neither able nor entitled to prescribe.

 

The very nature of the course put ideas and identities on the line.  All the students in the class had the experience, for example, of hearing their culture discussed and objectified in ways that horrified them; all the students saw their roots traced back to legacies of both glory and shame; all the students experienced face-to-face the ignorance and incomprehension, and occasionally the hostility, of others.  In the absence of community values and the hope of synthesis, it was easy to forget the positives; the fact, for instance, that kinds of marginalization once taken for granted were gone.  Virtually every student was having the experience of seeing the world described with him or her in it.  Along with rage, incomprehension, and pain there were exhilarating moments of wonder and revelation, mutual understanding, and new wisdom -- the joys of the contact zone.  The sufferings and revelations were, at different moments to be sure, experienced by every student.  No one was excluded, and no one was safe.

 

The fact that no one was safe made all of us involved in the course appreciate the importance of what we came to call “safe houses.”  We used the term to refer to social and intellectual spaces where groups can constitute themselves as horizontal, homogeneous, sovereign communities with high degrees of trust, shared understandings, temporary protection from legacies of oppression.  This is why, as we realized, multicultural curricula should not seek to replace ethnic or women’s studies, for example.  Where there are legacies of subordination, groups need places for healing and mutual recognition, safe houses in which to construct shared understandings, knowledges, claims on the world that they can then bring into the contact zone.

 

Meanwhile, our job in the Americas course remains to figure out how to make that crossroads the best site for learning that it can be.  We are looking for the pedagogical arts of the contact zone.  These will include, we are sure, exercises in storytelling and in identifying with the ideas, interests, histories, and attitudes of others; experiments in transculturation and collaborative work and in the arts of critique, parody, and comparison (including unseemly comparisons between elite and vernacular cultural forms); the redemption of the oral; ways for people to engage with suppressed aspects of history (including their own histories), ways to move into and out of rhetorics of authenticity; ground rules for communication across lines of difference and hierarchy that go beyond politeness but maintain mutual respect; a systematic approach to the all-important concept of cultural mediation.  These arts were in play in every room at the extraordinary Pittsburgh conference on literacy.  I learned a lot about them there, and I am thankful.